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Avoid mistakes others have made, reduce the risk of a regulatory fine, improve staff awareness, save compliance spend, reduce risk, improve customer treatment.
About
Enforcement focused regtech tool that identifies themes and trends in financial services enforcement activity globally in order to drive good conduct. SaaS service which enables quick and easy identification of regulatory action taken, organised by theme, company and breach. The platform also contains relevant news and insights. It can help firms improve client outcomes and their internal culture.
Key Benefits
Saves significant staff time and could lead to reduced compliance headcount. Reduces training costs – can be used to train all code staff on duties, especially Senior Managers and certified persons.